Getting Results with ARCHIBUS

Compliance Management

Organizations around the world are subject to a vast array of local, regional, national, and international laws, regulations, and standards pertaining to their properties and facilities. Organizations might also have internal programs and policies that they need to manage. Tracking these requirements is a complex task given the large number of requirements, the critical need to complete these requirements on schedule, and the potentially large fines and penalties for noncompliance.

Using the ARCHIBUS Compliance Management application, you can organize your compliance information by regulation, program, and requirements, enabling you to:

Compliance Program Managers use the application to manage all aspects of their compliance programs. Compliance Program Coordinators can manage their assigned programs and requirements.

If you are using the ARCHIBUS Project Management application, the Compliance Project Manager can create compliance projects that also appear in the Project Management application. From Project Management, you can manage all aspects of the project to do top-level planning across multiple compliance programs.

Compliance Management

Location

Environmental & Risk Management domain

Compliance Management application

Business Result

Improve operational efficiency and significantly reduce the staggering costs, risks, complexity, and time associated with the management of regulations, compliance programs and their requirements.

Reduce liability and avoid costly fines and remediation by gaining full control over compliance regulations, programs, requirements, obligations, events, documentation, and audits.

Used By

Compliance Project Manager

Compliance Program Manager

Compliance Program Coordinator

Compliance Officers/Auditors

Executives

Reasons for Automating

Better meet regulatory compliance requirements by gaining full control over the daunting complexity of compliance program management.

Decrease risk and regulatory violations by reducing errors and omissions so that requirements are not missed.

Save time and increase operational efficiency, thereby minimizing costs, by reducing the manual effort involved in managing the large volumes of information and communications associated with compliance programs.

Avoid costly fines and penalties arising from regulatory violations, by using a flexible email notification/reminder system to eliminate missed requirements and due dates.

Ensure timely renewal of permits and licenses by using a reminder system.

Better prepare for regulatory audits by producing a defensible audit trail of documents and completed actions.

Better manage the financial impact of regulatory compliance by tracking costs and fines associated with compliance programs and individual requirements.

Prerequisite Applications None
Applications Using the Results of this Application Project Management

Reports/Results

Compliance Drill-Down

Regulations and Initiatives

Compliance Programs

Compliance Requirements

Compliance by Location/Compliance by Location Drill-Down

Compliance Notification Templates/Compliance Event Notifications

Missed and Overdue Events/Missed and Overdue Events Count

Compliance Events Calendar and Events Finder

Document Library

Compliance Communications Logs

Permits and Licenses and Expired Permit/License Count

Compliance Violations/Compliance Violations Count and Cost Summary

Buildings/Rooms with Compliance Programs

Compliance Programs Map/Compliance Violations Map

Compliance Program Count by... reports

Regulation Count by... reports

Compliance Requirements Counts by... reports

The following users are typically involved in managing compliance.

User

Tasks

Risk & Compliance Officers

Prepare for audits

Track and forecast compliance costs

Compliance Project Manager

Performs top-level project planning, management, and coordination across multiple compliance program projects.

Compliance Program Manager

Creates, tracks, and manages regulations, programs, requirements, and documentation. Schedules and assigns associated actions and events, both one-time and recurring, and tracks and updates their status. Assigns notification templates to programs, requirements or events, and receives notifications of upcoming/overdue/missed actions and events Tracks and manages license and permit renewals. Tracks audits, violations, penalties, and fines.

Compliance Program Coordinator

Reviews and updates their assigned compliance events. Receives notifications of upcoming/overdue/missed actions and events.

Compliance Officers/Auditors Reviews applicable Compliance Management summaries and documents.
Executives Review management reports, such as the Compliance Program Map report that provides an overview of the compliance status of their entire organization by location, including total non-compliance program counts, total violations and fines by location and year.

See Also

Compliance Application Overview

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